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Lisa Lauren Fischer

Pershing LLC

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About Lisa Lauren Fischer

Lisa Lauren Fischer is a financial professional with experience in the securities industry. Lisa has been active in the industry since May 20, 2019, and is currently registered with Pershing LLC. Lisa holds the Series 99TO and SIE licenses. Lisa is based in the Lake Mary, Florida office of Pershing LLC.

Firm Information

Lisa Fischer is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisa Fischer’s Registration & Firm History

FL

05/20/2019 - Present

Pershing LLC (LAKE MARY FL)

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Licenses & Designations

BC

Issued 05/20/2019

Series 99TO - Operations Professional Examination

BC

Issued 03/04/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Lauren Fischer.
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