Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Larochelle Scott is a financial advisor at LPL Financial LLC in San Diego, CA. Lisa has been in the financial services industry since 1991. Lisa has experience working with a wide range of clients, including individuals, families, businesses, and retirement plans. Lisa holds a Series 7, Series 63, and SIE license. Lisa has previously worked at Securities America, Inc., National Planning Corporation, and Royal Alliance Associates, Inc. Lisa is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/16/2021 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
10/20/2017 - 12/23/2021
SECURITIES AMERICA, INC. (VENICE CA)
CA
04/30/2009 - 10/25/2017
NATIONAL PLANNING CORPORATION (VENICE CA)
CA
03/26/1999 - 05/04/2009
ROYAL ALLIANCE ASSOCIATES, INC. (VENICE CA)
SC
07/15/1996 - 03/29/1999
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
03/21/1991 - 07/31/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/21/1991 - 02/14/1991
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 07/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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