Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Ostigin is a financial advisor with Raymond James Financial Services Advisors, Inc. Lisa has been in the financial services industry since July 1996. Lisa holds Series 6, 7, 24, 63, 66 licenses. Lisa is registered in 15 states. Lisa has previously worked at Morgan Stanley, Robert W. Baird & Co. Incorporated, UBS Financial Services Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Advantage Capital Corporation, and Van Kampen Funds Inc.. Lisa has experience providing financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
12/17/2019 - Present
Raymond James Financial Services Advisors, Inc. (HOUSTON TX)
TX
02/06/2014 - 06/01/2017
MORGAN STANLEY (HOUSTON TX)
TX
06/17/2013 - 02/05/2014
ROBERT W. BAIRD & CO. INCORPORATED (HOUSTON TX)
TX
11/28/2011 - 06/28/2013
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
TX
06/01/2009 - 11/22/2011
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
11/22/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
GA
03/27/2000 - 11/22/2000
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
TX
06/25/1996 - 03/21/2000
VAN KAMPEN FUNDS INC. (HOUSTON TX)
BOTH
Issued 10/22/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/24/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Lisa Ostigin is the right advisor for you? Invested Better is here to help.
