Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Bowers is a registered representative with Morgan Stanley. Lisa has been in the financial services industry since 2015 and has a wide range of experience, including working with E*TRADE SECURITIES LLC, WELLS FARGO CLEARING SERVICES, LLC, and TD AMERITRADE, INC. Lisa holds Series 3, 7, and 66 licenses and is registered to provide investment advice in 53 states. Lisa is a musician and songwriter. Lisa also works as a notary public and has a rental property in Sandy, Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
03/23/2023 - Present
Morgan Stanley (Sandy UT)
UT
12/04/2020 - 09/05/2023
E*TRADE SECURITIES LLC (SANDY UT)
UT
09/06/2017 - 12/02/2019
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
UT
01/22/2015 - 07/12/2017
TD AMERITRADE, INC. (DRAPER UT)
BOTH
Issued 03/16/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lisa Bowers is the right advisor for you? Invested Better is here to help.
