Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Lewandowski is an active financial professional with over 25 years of experience in the industry. Lisa has a strong track record in the financial services industry, with previous roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Salomon Smith Barney Inc. and PaineWebber Incorporated. Currently, Lisa is registered with Bofa Securities, Inc. in the branch office in New York, NY. Lisa holds the Series 7, Series 63, Series 86 and Series 87 licenses. Lisa is licensed in 27 states and has an extensive understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
05/10/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
05/20/2002 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/14/1999 - 04/17/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
07/23/1994 - 10/21/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 03/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/25/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/31/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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