Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa King is a financial professional with over 13 years of experience in the industry. Lisa holds a Series 6, Series 26 and SIE licenses. Lisa is currently registered with Prudential Annuities Distributors, Inc. and has previously worked for PRUCO SECURITIES, LLC. Lisa's registration is currently active in New Jersey. Lisa has a branch office located in Shelton, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
06/27/2018 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
01/01/2007 - 04/10/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
BC
Issued 04/04/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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