Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Kim Moomaw is a financial professional associated with UBS Securities LLC, where she has been registered since March 11, 2024. Lisa has been in the industry since March 10, 2024. Lisa holds the Series 79TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/11/2024 - Present
UBS Securities LLC (New York NY)
BC
Issued 03/11/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/21/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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