Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Williams is a financial advisor with Vanguard Marketing Corp. She has been in the industry for a short time, but is already registered to sell securities in 53 states. Lisa holds Series 7TO, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
12/18/2023 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 01/04/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/09/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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