Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa O'Connor is a financial professional with over six years of experience in the industry. Lisa is currently registered with Foreside Fund Services, LLC as a Broker/Dealer, and has a Series 7, Series 24, and Series 63 license. Lisa has been registered in 52 states, and has previously worked at ALPS DISTRIBUTORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
09/21/2022 - Present
Foreside Fund Services, LLC (Broomfield CO)
CO
06/13/2016 - 07/29/2022
ALPS DISTRIBUTORS, INC. (DENVER CO)
BC
Issued 05/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lisa O'Connor is the right advisor for you? Invested Better is here to help.
