Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Lynn is a financial professional with over 29 years of experience in the industry. Lisa is currently registered with TIAA-CREF Individual & Institutional Services, LLC. Lisa is a Series 63, 10, 9, 8, 24, 72, 99TO, SIE, and 16 licensed professional. Previously Lisa was registered with TEACHERS PERSONAL INVESTORS SERVICES, INC., GOLDMAN, SACHS & CO., and BANC OF AMERICA SECURITIES LLC. Lisa has a diverse background in the financial industry and specializes in financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
07/17/2006 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
07/17/2006 - 03/20/2008
TEACHERS PERSONAL INVESTORS SERVICES, INC. (CHARLOTTE NC)
NY
04/19/2001 - 07/14/2006
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
11/05/1993 - 04/18/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 02/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/19/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/10/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2001
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
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