Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Grimes is an investment advisor representative registered with Sanctuary Advisors, LLC. Lisa has been active in the financial services industry since October 1990. She is registered with the state of Indiana and holds a Series 63, Series 65, Series 3 and Series 7 license. Previously, Lisa was employed by WELLS FARGO ADVISORS, LLC, and PRUDENTIAL SECURITIES INCORPORATED. Lisa specializes in working with individuals, high-net-worth individuals, corporations or other businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
01/05/2021 - Present
Sanctuary Advisors, LLC (INDIANAPOLIS IN)
IN
07/01/2003 - 11/25/2016
WELLS FARGO ADVISORS, LLC (INDIANAPOLIS IN)
NY
11/23/1990 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/16/1990 - 11/27/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
IA
Issued 06/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1997
Series 3 - National Commodity Futures Examination
BC
Issued 09/05/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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