Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Kay Gheen is a financial professional with over 24 years of experience in the industry. Lisa has held positions with Allianz Life Financial Services, LLC, Spleman & Co., Inc., Sentra Securities Corporation and SunAmerica Securities, Inc. Lisa is currently registered with Apollo Global Securities, LLC and Athene Securities, LLC and has passed both Series 63 and Series 65 exams, as well as the Series 7 and SIE exams. Lisa is registered in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/16/2024 - Present
Apollo Global Securities, LLC (NEW YORK NY)
MN
02/26/2002 - 08/15/2012
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
AZ
12/05/2001 - 03/06/2002
SPELMAN & CO., INC. (PHOENIX AZ)
AZ
11/29/2001 - 03/06/2002
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
01/29/1999 - 03/01/2002
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 12/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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