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Lisa Kay Deubel

Vanguard Marketing Corp.

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About Lisa Kay Deubel

Lisa Deubel has been a registered representative in the securities industry since 1994. Lisa is currently registered with Vanguard Marketing Corp. in Scottsdale, AZ. Lisa has experience in the securities industry and has passed multiple industry exams including the Series 6, Series 7, Series 26, and the Series 63. Lisa is also licensed in Arizona and Ohio. Previously, Lisa was employed with ING Financial Advisors, LLC in Windsor, CT.

Firm Information

Lisa Deubel is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisa Deubel’s Registration & Firm History

AZ

01/01/2004 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

CT

12/06/1994 - 08/15/2002

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

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Licenses & Designations

BC

Issued 03/26/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/03/1997

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/10/1999

Series 7 - General Securities Representative Examination

BC

Issued 12/05/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Kay Deubel.
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