Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Blankenship Sparks is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Lisa has been in the securities industry since July 19, 1993. Lisa is registered to provide investment advice in 41 states and the District of Columbia. Lisa is a licensed investment advisor representative with the state of Texas. Lisa is a member of the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, 63, and 66 securities licenses. Lisa's current office is located at 3700 N CAPITAL OF TEXAS HWY in AUSTIN, TX. Lisa has worked at Merrill Lynch since March 1991.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/09/1995 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (AUSTIN TX)
BOTH
Issued 07/09/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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