Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Waldorf has been in the financial services industry since 1996. Lisa is a registered representative and investment advisor representative. Lisa is currently employed by PFS Investments Inc. Lisa holds Series 6, Series 63, Series 26, and Series 65 licenses and the SIE exam. Lisa is registered in 13 states including Arizona, California, Florida, Georgia, Illinois, Indiana, Michigan, South Carolina, Tennessee, Texas, Virginia, and Wisconsin. Lisa provides investment advice to high-net-worth individuals, corporations or other businesses, and individuals other than high-net-worth. Lisa may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. for part-time referrals of home security and automation products, as well as other home related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
10/10/2011 - Present
PFS Investments Inc. (BURR RIDGE IL)
IA
Issued 04/29/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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