Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Kae Adams is a financial advisor with over 30 years of experience in the industry. Lisa is currently registered with Commonwealth Financial Network as an investment advisor representative. Lisa has previously worked for firms like SII Investments, Inc. and NEXT FINANCIAL GROUP, INC. Lisa's career has included various roles in different firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
12/19/2017 - Present
Commonwealth Financial Network (Fond du Lac WI)
WI
12/14/2009 - 12/19/2017
SII INVESTMENTS, INC. (FOND DU LAC WI)
WI
06/21/2005 - 12/15/2009
NEXT FINANCIAL GROUP, INC. (FOND DU LAC WI)
AZ
04/08/1999 - 06/23/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
WI
03/20/1995 - 04/08/1999
SII INVESTMENTS, INC. (APPLETON WI)
MN
03/16/1990 - 03/09/1994
AAL CAPITAL MANAGEMENT CORPORATION (MINNEAPOLIS MN)
IA
Issued 10/18/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/07/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1998
Series 7 - General Securities Representative Examination
BC
Issued 03/15/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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