Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Turano is a financial advisor with over 14 years of experience in the industry. Lisa is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since December 2011. Lisa holds the Series 7, Series 63, SIE, and Series 79TO licenses. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc. Lisa worked with MORGAN STANLEY SMITH BARNEY and MORGAN STANLEY & CO. INCORPORATED. Lisa specializes in providing financial services to a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/08/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STOCKTON CA)
CA
06/01/2009 - 11/18/2011
MORGAN STANLEY SMITH BARNEY (PLEASANTON CA)
CA
02/12/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LOS GATOS CA)
BC
Issued 03/31/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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