Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Colby is a registered representative with MML Investors Services, LLC in Amherst, NY. Lisa has been in the securities industry since March 10, 1998. Lisa is a Series 6 and Series 63 licensed representative. Lisa is registered in New York. Lisa previously worked with M&T Securities, INC. Lisa has worked with a variety of client types, including individuals, corporations, charitable organizations, trusts, pension and profit sharing plans, insurance companies, and banking institutions. Lisa specializes in financial planning, asset allocation programs, educational seminars, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
07/27/2016 - Present
MML Investors Services, LLC (AMHERST NY)
NY
02/19/1998 - 07/06/2016
M&T SECURITIES, INC. (WILLIAMSVILLE NY)
BC
Issued 03/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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