Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Rizzo, a financial advisor with over 39 years of experience, is dedicated to providing comprehensive financial advice and guidance. Lisa has worked with clients across various states, leveraging her expertise and experience at firms like First Financial Equity Corporation, UBS Financial Services Inc., Piper Jaffray & Co., RBC Dain Rauscher Inc., and Paine Webber Incorporated. Currently, Lisa is associated with LPL Financial LLC, a leading financial services firm committed to serving individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
03/21/2022 - Present
LPL Financial LLC (LITTLETON CO)
CO
04/29/2009 - 04/04/2022
FIRST FINANCIAL EQUITY CORPORATION (GREENWOOD VILLAGE CO)
CO
08/12/2006 - 05/13/2009
UBS FINANCIAL SERVICES INC. (LITTLETON CO)
CO
09/16/2002 - 08/12/2006
PIPER JAFFRAY & CO. (LITTLETON CO)
NY
03/02/1998 - 09/25/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
11/17/1994 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NJ
01/21/1992 - 11/09/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MO
09/04/1990 - 01/27/1992
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
12/08/1987 - 09/04/1990
BOETTCHER & COMPANY, INC.
NA
01/09/1987 - 12/24/1987
INTEGRATED RESOURCES EQUITY CORPORATION
NA
08/09/1985 - 01/09/1987
HANIFEN, IMHOFF INC.
NA
01/19/1983 - 08/13/1985
BOETTCHER & COMPANY, INC.
IA
Issued 05/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2011
Series 24 - General Securities Principal Examination
BC
Issued 09/03/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/03/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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