Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Joan Hoffmann is a financial advisor registered with Ameriprise Financial Services, LLC. Lisa has been in the financial industry since December 2000. Lisa holds Series 7, Series 63, and Series 65 licenses. Lisa is registered with the following states: Alabama, Arizona, California, Connecticut, Delaware, Florida, Georgia, Maryland, New Jersey, New York, North Carolina, Oregon, Pennsylvania, Rhode Island, South Carolina, Texas, and Washington. Lisa's current firm, Ameriprise Financial Services, LLC, is located in Melville, NY, and Northport, NY. Prior to this, Lisa worked for Janney Montgomery Scott LLC, also located in Melville, NY. Lisa specializes in helping individuals, trusts and estates, corporations, charitable organizations, pension and profit sharing plans, and insurance companies with their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
07/18/2024 - Present
Ameriprise Financial Services, LLC (MELVILLE NY)
NY
12/12/2000 - 11/05/2014
JANNEY MONTGOMERY SCOTT LLC (MELVILLE NY)
IA
Issued 04/15/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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