Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Rabatin is a financial advisor with over 30 years of experience in the industry. Lisa is registered with LPL Financial LLC and holds a Series 7, 63, 3 and SIE license. Lisa also holds the Certified Financial Planner designation. Lisa has worked with clients from diverse backgrounds, including high net worth individuals, corporations and charitable organizations. Lisa's previous experience includes roles at Northwestern Mutual Investment Services, LLC, Morgan Stanley DW Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
03/20/2019 - Present
LPL Financial LLC (MAUMELLE AR)
AR
12/05/2008 - 03/25/2019
SIMMONS FIRST INVESTMENT GROUP, INC. (LITTLE ROCK AR)
AR
10/04/2005 - 12/08/2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LITTLE ROCK AR)
NY
06/24/1985 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
08/23/1983 - 01/31/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 12/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1986
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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