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Lisa Jill Nelson

TD Private Client Wealth LLC

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About Lisa Jill Nelson

Lisa Jill Nelson is a registered investment advisor representative with TD Private Client Wealth LLC. Lisa Nelson has been in the securities industry since December 10, 2018 and is registered with FINRA and the state of South Carolina. Lisa Nelson is also a registered investment advisor representative in the state of South Carolina. Lisa Nelson holds a Series 66 license and has passed the Series 7, SIE and Series 99 examinations. Lisa Nelson is affiliated with TD Private Client Wealth LLC.

Firm Information

Lisa Nelson is currently registered with TD Private Client Wealth LLC. TD Private Client Wealth LLC, a Limited Liability Company formed in 2012, is an investment advisor with offices in New York, NY. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and other advisory services. TD Private Client Wealth LLC has been registered with the SEC and is also registered in all 50 states. The firm serves a variety of clients including individuals, high net worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
TD Private Client Wealth LLC

1 VANDERBILT AVENUE

NEW YORK, NY 10017

$6.45B

Assets Under Management

Not reported

Total Clients

487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lisa Nelson’s Registration & Firm History

SC

11/16/2021 - Present

TD Private Client Wealth LLC (Greenville SC)

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Licenses & Designations

BOTH

Issued 11/12/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/25/2021

Series 24 - General Securities Principal Examination

BC

Issued 11/16/2020

Series 7TO - General Securities Representative Examination

BC

Issued 11/07/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/06/2018

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Jill Nelson.
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