Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Novello is a financial advisor with Morgan Stanley, a firm with approximately $10 billion - $50 billion in assets under management. Lisa has been in the industry since February 12, 2000, and has experience in various areas of financial advising, including financial planning, pension consulting, and educational seminars. Lisa is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Lisa Novello and Morgan Stanley have a wide range of clients, including individuals, high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
08/30/2019 - Present
Morgan Stanley (Augusta GA)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (TALLAHASSEE FL)
FL
05/03/2004 - 04/02/2007
MORGAN STANLEY DW INC. (TALLAHASSEE FL)
NY
03/03/2004 - 04/15/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/26/1998 - 04/30/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/30/2004
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/25/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/26/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/26/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2010
Series 3 - National Commodity Futures Examination
BC
Issued 09/23/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 03/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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