Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Walsh is a financial advisor with Raymond James & Associates, Inc. Lisa has over 29 years of experience in the financial services industry. Lisa is licensed to provide investment advice in New York, Florida and Texas. Lisa is also registered as an Investment Advisor Representative in Florida and New York. Lisa's previous employers include Morgan Stanley and Citigroup Global Markets Inc. Lisa's expertise includes financial planning, pension consulting, portfolio management for businesses and individuals, selection of other advisors and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/06/2018 - Present
Raymond James & Associates, Inc. (BUFFALO NY)
NY
06/01/2009 - 02/26/2014
MORGAN STANLEY (BUFFALO NY)
NY
02/06/1995 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BUFFALO NY)
IA
Issued 03/14/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/12/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 02/03/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lisa Walsh is the right advisor for you? Invested Better is here to help.
