Unclaimed
Lisa Cohen is a registered representative with Davis Distributors, LLC in TUCSON, AZ. Lisa has been in the securities industry since 2016. Lisa has passed the Series 6, 63, 26, 99TO and SIE exams. Lisa is currently registered with FINRA and has passed all of the necessary state exams. Lisa is also registered as a representative of Davis Distributors, LLC in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
06/16/2021 - Present
Davis Distributors, LLC (TUCSON AZ)
AZ
12/19/2016 - 01/10/2020
DAVIS DISTRIBUTORS, LLC (TUCSON AZ)
BC
Issued 10/25/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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