Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Devers is a financial advisor who has been in the industry since 2008. Lisa is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since November 2016. Prior to that, Lisa worked for Morgan Stanley from May 2015 to March 2016. Lisa has a wide range of experience and expertise in the financial services industry, including investment management, financial planning, and retirement planning. She holds several professional licenses, including Series 7, 9, 10, 31, 63, 66, and 99TO. Lisa is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
11/30/2016 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
UT
06/15/2015 - 03/30/2016
MORGAN STANLEY (SOUTH JORDAN UT)
UT
01/03/2011 - 05/19/2015
WELLS FARGO ADVISORS, LLC (SALT LAKE CITY UT)
UT
12/03/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
UT
06/11/2010 - 06/15/2010
E*TRADE SECURITIES LLC (SANDY UT)
UT
09/04/2006 - 08/10/2009
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
BOTH
Issued 07/09/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/11/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 02/05/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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