Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Stratton is a financial advisor with over 29 years of experience in the financial services industry. Currently, Lisa is registered with Charles Schwab & Co., Inc., and has been working at this firm since April of 2006. Lisa has a broad background in financial services having previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Alex. Brown & Sons Incorporated. Lisa offers a variety of financial services including financial planning, wrap fee programs, and advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
07/09/2019 - Present
Charles Schwab & CO., Inc. (Orlando FL)
FL
04/26/2006 - 06/11/2018
CHARLES SCHWAB & CO., INC. (ORLANDO FL)
FL
08/26/2005 - 03/21/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
NY
02/02/2000 - 07/14/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
10/16/1995 - 11/23/1999
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
11/15/1994 - 05/05/1995
ALEX. BROWN & SONS INCORPORATED
NA
01/29/1991 - 01/01/1994
GOVERNMENT SECURITIES CORPORATION
NA
01/29/1991 - 01/01/1994
GSC SECURITIES, INC.
NA
01/29/1990 - 09/11/1990
F.B. HORNER & ASSOCIATES, INC.
TX
11/19/1987 - 10/26/1989
M.G.S.I. SECURITIES, INC. (HOUSTON TX)
NA
11/19/1987 - 08/30/1988
MORTGAGE GOVERNMENT SECURITIES, INC.
BOTH
Issued 10/30/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/02/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/31/1989
Series 24 - General Securities Principal Examination
BC
Issued 06/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 11/17/1987
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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