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Lisa Higgins Rynne

Foreside Funds Distributors LLC

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About Lisa Higgins Rynne

Lisa Rynne is a financial professional with over 8 years of experience in the securities industry. Lisa has a Series 7, Series 3, and Series 63 license, and she holds the Securities Industry Essentials (SIE) designation. Lisa is currently registered with Foreside Funds Distributors LLC in Boston, Massachusetts. Lisa previously worked at State Street Global Advisors Funds Distributors, LLC.

Firm Information

Lisa Rynne is currently registered with Foreside Funds Distributors LLC. Foreside Funds Distributors LLC is a Limited Liability Company formed in January 2012. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisa Rynne’s Registration & Firm History

MA

07/09/2018 - Present

Foreside Funds Distributors LLC (Boston MA)

MA

11/17/2009 - 11/02/2017

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 02/01/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2012

Series 3 - National Commodity Futures Examination

BC

Issued 11/16/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Higgins Rynne.
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