Unclaimed
Lisa Rynne is a financial professional with over 8 years of experience in the securities industry. Lisa has a Series 7, Series 3, and Series 63 license, and she holds the Securities Industry Essentials (SIE) designation. Lisa is currently registered with Foreside Funds Distributors LLC in Boston, Massachusetts. Lisa previously worked at State Street Global Advisors Funds Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
07/09/2018 - Present
Foreside Funds Distributors LLC (Boston MA)
MA
11/17/2009 - 11/02/2017
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (BOSTON MA)
BC
Issued 02/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2012
Series 3 - National Commodity Futures Examination
BC
Issued 11/16/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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