Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Henton is a financial advisor with Farmers Financial Solutions, LLC. Lisa has been in the industry since 2009 and has a Series 6, 7, 26, 63 and SIE. Lisa has been registered with FINRA and is licensed in California. Previously, Lisa worked with Pacific Select Distributors, LLC, Edward Jones, Thrivent Investment Management Inc., and Lutheran Brotherhood Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/23/2016 - Present
Farmers Financial Solutions, LLC (Westlake Village CA)
CA
03/17/2014 - 09/25/2015
PACIFIC SELECT DISTRIBUTORS, LLC (ALISO VIEJO CA)
MO
01/28/2003 - 06/06/2003
EDWARD JONES (ST. LOUIS MO)
MN
07/01/2002 - 01/27/2003
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
03/14/2002 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
MN
08/12/1997 - 09/04/2001
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BC
Issued 11/01/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/09/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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