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Lisa Goad Hutzel

FHN Financial Securities Corp.

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About Lisa Goad Hutzel

Lisa Hutzel is a financial professional with over 14 years of experience in the financial industry. Lisa is currently registered with FHN Financial Securities Corp. Lisa holds the Series 7, Series 63, Series 52TO and SIE licenses. Lisa has been registered with the state of Tennessee since 2009 and is currently licensed in 53 states. Lisa is a dedicated and experienced financial professional committed to providing her clients with personalized financial guidance.

Firm Information

Lisa Hutzel is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisa Hutzel’s Registration & Firm History

TN

08/02/2023 - Present

FHN Financial Securities Corp. (MEMPHIS TN)

TN

08/04/2009 - 04/17/2023

TRUIST SECURITIES, INC. (MEMPHIS TN)

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Licenses & Designations

BC

Issued 07/28/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Lisa Goad Hutzel. Review regulatory record here.
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