Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Gerard is a financial professional with over 20 years of experience in the industry. Lisa is registered with Fidelity Brokerage Services LLC. Lisa holds the Series 7, 9, 10, 66 and SIE licenses and has worked at Fidelity Brokerage Services LLC since 2000. Prior to that, Lisa was registered with Vestax Securities Corporation from 1999 to 2000.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
11/21/2000 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
OH
11/18/1999 - 08/23/2000
VESTAX SECURITIES CORPORATION (HUDSON OH)
BOTH
Issued 12/27/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/14/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/09/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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