Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Baird is a financial advisor at Wells Fargo Clearing Services, LLC, with offices in Scottsdale, Arizona. Lisa has over 35 years of experience in the financial services industry, and has been a registered representative since 1985. She holds Series 7, 63, 65 and 66 licenses, and is also a licensed insurance agent. Lisa's experience includes working with individuals and families, as well as businesses and institutions. Lisa specializes in providing financial planning, investment management, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (SCOTTSDALE AZ)
AZ
03/28/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SCOTTSDALE AZ)
NY
04/22/2002 - 03/28/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
12/13/2000 - 05/03/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
03/13/1997 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
03/21/1999 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
05/30/1992 - 04/10/1997
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
VA
02/01/1991 - 06/30/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
WI
11/19/1985 - 02/13/1991
INVEST FINANCIAL CORPORATION (APPLETON WI)
BOTH
Issued 03/04/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/26/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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