Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Smith is a financial advisor with over 20 years of experience in the financial services industry. Lisa holds the Series 6, 63, and SIE securities licenses and is a registered representative with Allstate Financial Services, LLC. She is also a registered Investment Advisor Representative in Alaska, Utah, and Wyoming. Prior to joining Allstate, Lisa worked for United Planners' Financial Services of America A Limited Partner and Franklin Financial Services Corporation. Lisa’s experience and knowledge are focused on developing personalized financial plans for clients and assisting them in achieving their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
07/11/2003 - Present
Allstate Financial Services, LLC (SOUTH JORDAN UT)
AZ
06/27/2002 - 07/07/2003
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
TX
11/14/1997 - 08/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
IA
Issued 10/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Lisa Smith is the right advisor for you? Invested Better is here to help.
