Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Frances Hausner is a financial professional with over 25 years of experience in the securities industry. Lisa is currently registered with Stifel, Nicolaus & Company, Inc. and is based in Baltimore, Maryland. Lisa has a strong background in various financial products and services, including investments, municipal securities, securities trading, research, and financial planning. Throughout her career, Lisa has held positions at several reputable firms including WELLS FARGO SECURITIES, LLC, WACHOVIA SECURITIES, LLC, DEUTSCHE BANK SECURITIES INC., BT ALEX. BROWN INCORPORATED, ALEX. BROWN & SONS INCORPORATED, and T. ROWE PRICE INVESTMENT SERVICES, INC. Lisa's expertise and experience make her a valuable resource for clients seeking comprehensive financial guidance and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
06/06/2022 - Present
Stifel, Nicolaus & Company, Inc. (BALTIMORE MD)
MD
07/01/2003 - 03/02/2021
WELLS FARGO SECURITIES, LLC (BALTIMORE MD)
MO
04/26/2000 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
06/07/1999 - 04/07/2000
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 06/07/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
12/12/1994 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
MD
06/10/1994 - 01/03/1995
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BC
Issued 07/08/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/20/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/12/1995
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 03/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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