Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Somlo is a financial advisor with over 30 years of experience in the industry. Lisa is currently registered with Wells Fargo Clearing Services, LLC. Prior to joining Wells Fargo Clearing Services, LLC, Lisa worked at J.P. Morgan Securities LLC. Lisa has a wide range of experience in the financial services industry and is well-equipped to provide clients with personalized investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/16/2023 - Present
Wells Fargo Clearing Services, LLC (CHICAGO IL)
IL
07/30/2018 - 08/06/2023
J.P. MORGAN SECURITIES LLC (DEERFIELD IL)
IL
04/26/2016 - 04/21/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SKOKIE IL)
NA
07/18/1989 - 11/06/1991
DISCOUNT CORPORATION OF NEW YORK FUTURES
BC
Issued 08/24/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/20/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2016
Series 7 - General Securities Representative Examination
BC
Issued 04/10/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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