Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Faiella is a financial advisor with Edward Jones. Lisa has been working in the financial services industry since 2008. Lisa holds the Series 6, 7, 10, 24, 63, 65, and 66 licenses and the SIE certification. Lisa has experience working with individuals, families, small businesses, and retirement plans. Lisa is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
04/17/2023 - Present
Edward Jones (ST LOUIS MO)
MA
01/03/2019 - 08/14/2019
LPL FINANCIAL LLC (MASHPEE MA)
MN
12/22/2008 - 01/05/2018
CUNA BROKERAGE SERVICES, INC. (ROCHESTER MN)
BOTH
Issued 04/14/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/02/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/03/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/27/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/24/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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