Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Prevost is a financial advisor with Citigroup Global Markets Inc. with over 28 years of experience in the financial industry. Lisa is a registered representative with a strong track record of helping clients achieve their financial goals. Lisa is currently registered in Florida and holds several professional licenses, including the Series 7, Series 63, Series 55, Series 10, Series 9, Series 53, Series 24, and Series 52TO. Lisa has previously held positions with CITICORP INVESTMENT SERVICES and MUTUAL SECURITIES, INC.. Lisa offers a wide range of financial services, including asset allocation advice, financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
07/27/2023 - Present
Citigroup Global Markets Inc. (Ft. Lauderdale FL)
CA
03/22/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (FOUNTAIN VALLEY CA)
CA
06/27/1995 - 03/19/2004
MUTUAL SECURITIES, INC. (CAMARILLO CA)
BOTH
Issued 12/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/11/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/04/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/08/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/26/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lisa Prevost is the right advisor for you? Invested Better is here to help.
