Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Elizabeth Carpenter is an active financial advisor, registered in California. Lisa has been in the industry since 2013 and is currently working with LPL Financial LLC. Lisa has experience with several firms, including CETERA ADVISOR NETWORKS LLC, CETERA ADVISORS LLC, FIRST ALLIED SECURITIES, INC., SUMMIT BROKERAGE SERVICES, INC., GIRARD SECURITIES, INC., TD AMERITRADE CLEARING, INC., and TD AMERITRADE, INC.. Lisa is qualified to provide financial services to individuals, corporations, charitable organizations, pension plans, and insurance companies. Lisa has achieved her Series 63, Series 7, Series 24, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
04/19/2018 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
12/06/2016 - 02/02/2018
CETERA ADVISOR NETWORKS LLC (SAN DIEGO CA)
CA
12/06/2016 - 02/02/2018
CETERA ADVISORS LLC (SAN DIEGO CA)
CA
12/06/2016 - 02/02/2018
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
12/06/2016 - 02/02/2018
SUMMIT BROKERAGE SERVICES, INC. (San Diego CA)
CA
12/06/2016 - 11/02/2017
GIRARD SECURITIES, INC. (SAN DIEGO CA)
NE
02/17/2015 - 11/28/2016
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
09/19/2013 - 11/28/2016
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 10/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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