Unclaimed
Lisa Debock is a financial professional who has been in the industry since 2010. Lisa has a background in the securities industry, with previous experience at firms such as Charles Schwab & Co., Inc., Hartford Funds Distributors, LLC, and Morgan Stanley. Lisa is currently registered with State Farm VP Management Corp. as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
07/19/2024 - Present
State Farm VP Management Corp. (TEMPE AZ)
AZ
07/31/2018 - 09/23/2021
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
AZ
12/18/2015 - 06/26/2018
HARTFORD FUNDS DISTRIBUTORS, LLC (Phoenix AZ)
NY
07/15/2014 - 11/24/2015
TCG SECURITIES, L.L.C. (New York NY)
NY
01/14/2013 - 07/09/2014
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
11/26/2012 - 07/09/2014
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
12/13/2010 - 11/30/2012
MORGAN STANLEY (PURCHASE NY)
NY
03/29/2007 - 11/02/2010
NYLIFE SECURITIES LLC (SLEEPY HOLLOW NY)
NY
04/16/2008 - 10/25/2010
NYLIFE DISTRIBUTORS LLC (SLEEPY HOLLOW NY)
BOTH
Issued 12/30/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/19/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/22/2022
Series 24 - General Securities Principal Examination
BC
Issued 07/19/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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