linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Lisa Eileen Dregne

Broadview Financial Management, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Lisa? Claim Your Profile

About Lisa Eileen Dregne

Lisa Eileen Dregne is a financial advisor currently registered with Broadview Financial Management, LLC in Wauwatosa, WI. Lisa has been a financial advisor since 2012. Lisa has experience working with individual clients, including high net worth individuals. Lisa specializes in providing financial planning and portfolio management services. Lisa is a Certified Financial Planner and holds Series 6, 7, 63, and 65 licenses.

Firm Information

Lisa Dregne is currently registered with Broadview Financial Management, LLC. Broadview Financial Management, LLC is a fee-only financial advisor located in Wauwatosa, Wisconsin. They provide financial planning and portfolio management services to individuals and families. The firm has a total of $548,972,855 in assets under management and has 1,284 accounts. They specialize in working with high-net-worth individuals and families as well as individuals other than high-net-worth.
Broadview Financial Management, LLC

10401 W INNOVATION DR

WAUWATOSA, WI 53226

$548.97M

Assets Under Management

97

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Lisa Dregne’s Registration & Firm History

WI

10/14/2022 - Present

Broadview Financial Management, LLC (WAUWATOSA WI)

WI

11/28/2015 - 02/27/2019

VALMARK SECURITIES, INC. (MEQUON WI)

WI

10/22/2013 - 12/31/2014

SII INVESTMENTS, INC. (PEWAUKEE WI)

WI

07/26/2012 - 10/08/2013

PRUCO SECURITIES, LLC. (WAUWATOSA WI)

Not sure if Lisa Eileen Dregne is right for you?

Licenses & Designations

IA

Issued 01/09/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/02/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/07/2014

Series 7 - General Securities Representative Examination

BC

Issued 07/25/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Lisa Eileen Dregne.
Not sure if Lisa Eileen Dregne is right for you?