Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Lettieri is a financial advisor with over 20 years of experience in the financial services industry. Lisa is currently registered with LPL Financial LLC and holds Series 7 and Series 66 licenses. Lisa has a proven track record of providing financial planning, portfolio management and investment advice to individuals, families, and businesses. Lisa is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
04/17/2023 - Present
LPL Financial LLC (Hartford CT)
CT
02/21/2020 - 10/19/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (West Hartford CT)
CT
02/21/2017 - 12/02/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SOUTHBURY CT)
CT
04/20/2016 - 01/26/2017
AMERIPRISE FINANCIAL SERVICES, INC. (OXFORD CT)
CT
09/11/2015 - 04/12/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WESTPORT CT)
CT
12/06/2011 - 07/01/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WESTPORT CT)
CT
10/28/2010 - 08/19/2011
MORGAN STANLEY SMITH BARNEY (WESTPORT CT)
FL
06/02/2000 - 08/29/2000
THE CAMELOT GROUP, INC. (FT LAUDERDALE FL)
NY
10/13/1995 - 06/05/1998
COMMONWEALTH ASSOCIATES (NEW YORK NY)
CT
02/10/1995 - 10/17/1995
AUERBACH, POLLAK & RICHARDSON INC. (STAMFORD CT)
NA
04/19/1993 - 10/04/1993
REICH & CO., INC.
NY
01/07/1993 - 05/05/1993
MARTIN SIMPSON & COMPANY, INC. (NEW YORK NY)
NY
06/09/1992 - 11/25/1992
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
02/10/1992 - 06/13/1992
BISHOP, ROSEN & CO., INC. (NEW YORK NY)
NY
03/04/1991 - 01/06/1992
LAIDLAW EQUITIES, INC. (NEW YORK NY)
NY
04/20/1990 - 03/14/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/30/1987 - 05/08/1989
NEEDHAM & COMPANY, INC. (NEW YORK NY)
NA
01/13/1987 - 03/17/1987
HAMBRECHT & QUIST INCORPORATED
NA
08/20/1985 - 07/22/1986
MORGAN STANLEY & CO., INCORPORATED
BOTH
Issued 11/24/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/10/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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