Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Waters is a financial advisor with over 20 years of experience in the financial services industry. Lisa is currently registered with Fidelity Brokerage Services LLC. Lisa holds a Series 63, Series 7, Series 9, and Series 10 license. Lisa is also registered in Kentucky, Massachusetts, Texas, and Utah. Lisa is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
04/10/2000 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 04/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/19/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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