Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Diane Jones is a financial advisor who has been working in the financial industry since 1996. She is currently registered with Prime Capital Financial as a Registered Representative. Prior to joining Prime Capital Financial, Lisa worked for Cambridge Investment Research, Inc. and MetLife Securities Inc. Lisa is licensed to sell securities in Colorado, Florida, Kansas, Missouri, New York, Pennsylvania, and Texas. Lisa is also registered with the state of Missouri as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
1
2
KS
08/16/2017 - Present
Prime Capital Financial (OVERLAND PARK KS)
MO
03/10/2014 - 05/02/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (SPRINGFIELD MO)
MO
05/03/2006 - 03/12/2014
METLIFE SECURITIES INC. (SPRINGFIELD MO)
MO
05/03/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (SPRINGFIELD MO)
SC
07/30/2002 - 05/04/2006
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NJ
03/29/1999 - 06/19/2001
CITISTREET EQUITIES LLC (SOMERSET NJ)
MO
09/22/1995 - 03/11/1999
GREAT SOUTHERN INVESTMENTS (SPRINGFIELD MO)
BOTH
Issued 01/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/05/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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