Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Jacobs is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Lisa has been in the financial services industry since 1999 and has a strong background in investment management and financial planning. Lisa has a wide range of experience working with individuals, families, and businesses. Lisa is committed to providing her clients with personalized financial advice and strategies to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/12/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NJ
05/20/2022 - 09/06/2022
UBS FINANCIAL SERVICES INC. (RED BANK NJ)
NJ
03/28/2013 - 05/23/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RED BANK NJ)
NJ
06/01/2009 - 04/12/2013
MORGAN STANLEY (RED BANK NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RED BANK NJ)
NJ
02/09/2006 - 04/02/2007
MORGAN STANLEY DW INC. (RED BANK NJ)
NJ
11/04/2005 - 02/06/2006
UBS FINANCIAL SERVICES INC. (WESTFIELD NJ)
NY
12/15/1999 - 11/08/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 01/17/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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