Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Danielle Fiorito Mackessy is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Lisa has been working in the financial industry since May 20, 2003. Previously, Lisa was registered with Morgan Stanley Smith Barney, Citigroup Global Markets Inc. and CitiCorp Investment Services. Lisa is licensed to provide financial advice and securities products in a number of states including: California, Connecticut, Delaware, Florida, Georgia, Maryland, Massachusetts, New Jersey, New York, Ohio, Pennsylvania, Puerto Rico, and Virginia. Lisa specializes in providing financial advice to businesses, individuals and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/31/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FLORHAM PARK NJ)
PA
06/01/2009 - 12/18/2009
MORGAN STANLEY SMITH BARNEY (BERWYN PA)
PA
05/29/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BERWYN PA)
NY
12/06/2002 - 05/29/2007
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 12/29/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/11/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/24/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/20/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 12/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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