Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Mulvaney is a financial advisor with over 25 years of experience in the industry. Lisa is currently registered with MML Investors Services, LLC in Rochester, New York. Lisa previously worked for MSI Financial Services, Inc., New England Securities, and Lifemark Securities Corp. Lisa provides financial planning, portfolio management, and pension consulting services to individuals, businesses, corporations, charitable organizations, trusts, and insurance companies. Lisa is licensed to sell securities in Florida, Massachusetts, New York, Ohio, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
06/14/2021 - Present
MML Investors Services, LLC (ROCHESTER NY)
NY
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ROCHESTER NY)
NY
11/23/2010 - 01/02/2015
NEW ENGLAND SECURITIES (ROCHESTER NY)
NY
12/02/2004 - 11/17/2010
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
NY
07/03/1996 - 12/03/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 7/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/2/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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