Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Littles is a financial advisor who has been in the industry since 1999. Lisa is currently registered with &partners, and has previously worked with WELLS FARGO CLEARING SERVICES, LLC and PAINEWEBBER INCORPORATED. Lisa holds licenses Series 63, Series 65, Series 7 and SIE. Lisa works with a variety of client types, including individuals, corporations, trusts, estates, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
DE
07/25/2024 - Present
&partners (Wilmington DE)
DE
03/23/2000 - 08/05/2024
WELLS FARGO CLEARING SERVICES, LLC (GREENVILLE DE)
NJ
11/23/1999 - 02/28/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 06/07/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lisa Littles is the right advisor for you? Invested Better is here to help.
