Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Wagoner is a financial advisor with over 27 years of experience in the industry. Lisa is registered with LPL Financial LLC. Lisa has been with LPL Financial LLC since January 1998 and previously worked with ASCEND FINANCIAL SERVICES, INC. Lisa is licensed to offer securities advice in Alabama, Arizona, California, Colorado, Florida, Georgia, Indiana, Louisiana, Maine, Maryland, Minnesota, Mississippi, Nevada, New Jersey, New Mexico, North Carolina, Ohio, Oklahoma, Oregon, South Carolina, Texas, and Virginia. Lisa is currently licensed as an Investment Advisor Representative (IAR) in Arizona, Mississippi, South Carolina, and Texas. Lisa also has experience in selling insurance and has been a notary public since January 2021. Lisa also owns real estate and has a partnership, WBB, LLC, that owns the office building where Lisa's firm is located.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MS
04/13/2012 - Present
LPL Financial LLC (OCEAN SPRINGS MS)
MN
05/13/1994 - 02/17/1998
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
IA
Issued 02/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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