Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Goines is a financial advisor with Fidelity Brokerage Services LLC. Lisa is registered to provide investment advice in Kentucky, Massachusetts, Ohio, Texas, and Utah. She has been in the industry since June 2022 and has passed the SIE, Series 7TO, Series 9, Series 10, and Series 63 exams. Lisa's office is located in Covington, Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
06/06/2022 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 07/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/15/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/06/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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