Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Chen is a registered representative at Credit Agricole Securities (usa) Inc., holding Series 63, 79TO and SIE licenses. Lisa is registered to conduct business in New York. She joined Credit Agricole Securities (usa) Inc. on February 26, 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/26/2019 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
BC
Issued 04/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/14/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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